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Patent Prosecution

Patent prosecution refers to the process of applying for a US patent and having the patent examined by the US Patent Office. There are many complex legal and technical requirements that must be fulfilled in order to obtain not only an issued patent, but a valuable patent that includes broad claims and is immune from defects or serious limitations. It is important to note in advance that no one can guarantee that any patent claims will be allowed or a patent will issue. The patent prosecution phase can typically take 2 - 3 years from the filing date of the utility application, although it may be longer or shorter depending upon the circumstances.

After the utility patent application is drafted and filed with the necessary signature documents in the U.S. Patent Office, it is assigned to one of over 4000 Examiners at the patent office. This is the person who will review the patent application and "examine" the application for compliance with the patent statutes and patent office rules. The patent prosecution includes the required steps of filing information disclosure statements, assignments, and the procedural aspects for compliance with the patent requirements.

The first substantial patent prosecution communication from the patent office is generally an “office action,” in which the examiner is likely to make one or more statutory rejections of some or all claims, with an explanation of the legal basis for the rejection. The patent attorney normally reviews the office action, consults with the client about the reasons for the rejection, and prepares an “office action response” which may contain amendments to the claims and arguments in support of the application.

The cycle of office action and response may continue for several iterations during the patent prosecution until either the patent is allowed (allowance) or receives a final rejection. Following a final rejection, the applicant has several options including filing an appeal of the final rejection to the Board of Patent Appeals and Interferences. Ultimately, if the patent application is not allowed and the rejection is not appealed or continued, the application will be abandoned and the patent prosecution comes to an end.

If the patent prosecution of the application is successful, and the patent application is allowed, a notice of allowance is issued and the applicant is invited to pay the issue fee. Upon payment of the issue fee, the patent will issue.

For a more extensive explanation of the patent process or details concerning patent prosecution, consult the Patent Practice section of our website, or contact any of our registered patent attorneys:

Additional Patent Information:

 

   

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