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Provisional Applications for Patent

A provisional application for patent is a temporary application that offers a relatively quick and less expensive way (relative to a utility patent application) to officially file an invention disclosure with the U.S. patent office. It generally provides an internationally recognized priority date and the status of “patent pending” for products of the disclosed invention.

Provisional applications are useful for filing ahead of an imminent public announcement or offering for sale of the invention, thereby preserving international patent rights in the invention. They are also useful for securing an early as possible filing date at a lower initial cost, and for providing a twelve month window within which to assess commercial interest, search for prior art, further develop the invention, and prepare a full utility application. As an extra benefit, the term of the provisional application does not count against the 20-year term (from date of filing) of the subsequent utility patent.

However, a provisional application for patent is never examined and cannot mature into a patent on it’s own. Rather, it must be followed by a full utility application filed in the United States, or in another convention country or region recognizing its priority status, within twelve months of its filing date. Otherwise, it simply expires, unpublished and unexamined.

In addition, the contents of a provisional application must also pass muster to properly support the claims of the subsequently filed utility application. In particular, the provisional application must enable those skilled in the field to practice the invention, and disclose the inventor’s best mode of practicing the invention. It must also contain a written description that conveys with reasonable clarity to those skilled in the field that the inventor was in possession of the claimed invention at the time of filing. No claims are required, but one or two are recommended to provide focus.

The effort expended in preparing the provisional application should mitigate the preparation costs of the subsequent utility application, assuming the invention does not substantially change in the interim. One important caveat: the priority date afforded by the provisional application extends only to the subject matter disclosed in the provisional application. New subject matter added in the related utility application must stand on its own first date of filing.

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